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Regulatory Compliance Specialist Financial Services

Wealth Compliance Monitoring Officer - Hybrid

Job in Exeter, Devon, EX2, England, UK
Listing for: Argentis
Full Time position
Listed on 2026-01-22
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services firm in the UK is seeking a Compliance professional to deliver oversight and actionable insights, ensuring adherence to regulatory standards. You will work closely with senior management, helping shape the Compliance Monitoring Plan and supporting various activities. Essential skills include compliance monitoring experience within the investment sector, a robust understanding of FCA regulations, and the ability to communicate effectively.

This role offers hybrid working arrangements and a supportive environment focused on professional growth.
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