Compliance Officer — Wealth Management; Hybrid
Job in
Essex, Essex County, England, UK
Listed on 2026-02-02
Listing for:
IDEX Consulting Ltd
Full Time
position Listed on 2026-02-02
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A well-established wealth management firm is looking for a Compliance Officer to support their advisory network in a hybrid role. The ideal candidate will have over 2 years of experience in financial services compliance and be familiar with FCA regulations. They will handle client complaints, monitor adviser files, and provide support to advisers. Strong attention to detail and effective communication skills are essential.
This position offers a collaborative environment, opportunities to deepen compliance expertise, and the chance to make a meaningful impact.
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