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Corporate Finance Financial Analyst Regulatory Compliance Specialist

Investment Due Diligence Analyst

Job in El Segundo, Los Angeles County, California, 90245, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2026-01-27
Job specializations:
  • Finance & Banking
    Corporate Finance, Financial Analyst, Regulatory Compliance Specialist
  • Business
    Financial Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial advisory firm in California is seeking a Due Diligence Associate to conduct in-depth investment reviews and maintain the firm's approved product list. The role involves extensive collaboration with various teams and effective communication of findings. Candidates should have at least 2 years of experience in due diligence at a broker-dealer, strong analytical skills, and a college degree in a business-related field.

Competitive salary and benefits are provided, including 20+ days of PTO and a 401(k) with a company contribution.
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