Compliance Officer, Finance & Banking

Key Responsibilities

• Collaborating with stakeholders to ensure adherence to laws and regulations specific to Transaction Monitoring, Sanctions, KYC/CDD and ABC.
• Ensures compliance with FCC laws and regulations
• Contribution to mitigate the risk of enforcement actions and regulatory fines
• Stays abreast with FCC regulatory developments to ensure that relevant changes are being monitored, assessed and embedded accordingly.
• Advisory of the Business and other stakeholders on FCC matters
• Contribution to conducting AML Risk Assessment on UAB new products/ services

• Bachelor’s degree in the relevant field
• Additional relevant Certifications (ICA, ACAMS) - desirable
• 3+ years’ experience in transaction monitoring & sanction screening relevant roles within UAE banking industry
• Good inter-personal and communication skills
• Planning and organizing skills
• Organizational awareness
• Problem solving and dispute settling and good understanding of protocols and procedures to be compliant with UAE regulations and requirements.