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Risk Manager/Analyst Financial Compliance Financial Manager

Field Supervisor: Brokerage & RIA Compliance Lead

Job in Des Moines, Polk County, Iowa, 50319, USA
Listing for: Principal Financial Group
Full Time position
Listed on 2026-03-05
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance, Financial Manager
  • Management
    Risk Manager/Analyst, Financial Manager
Salary/Wage Range or Industry Benchmark: 110200 - 148200 USD Yearly USD 110200.00 148200.00 YEAR
Job Description & How to Apply Below
A financial services leader is looking for a motivated Field Supervisor 3 in Des Moines, IA. This role involves overseeing financial representatives, ensuring compliance with regulations, and conducting supervisory reviews. Ideal candidates will have over 5 years of experience in the financial sector and hold necessary securities licenses. Strong communication and problem-solving skills are essential. The position offers a competitive salary ranging from $110,200 to $148,200 per year, along with flexible time off and pension eligibility.
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