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Wealth Management Financial Manager Financial Compliance Risk Manager/Analyst

Regional Financial Compliance & Supervision Lead

Job in Des Moines, Polk County, Iowa, 50319, USA
Listing for: Principal Financial Services, Inc.
Full Time position
Listed on 2026-03-01
Job specializations:
  • Finance & Banking
    Wealth Management, Financial Manager, Financial Compliance, Risk Manager/Analyst
  • Management
    Wealth Management, Financial Manager, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 127000 - 171000 USD Yearly USD 127000.00 171000.00 YEAR
Job Description & How to Apply Below
A financial services company is seeking a qualified individual to lead and mentor a team of registered principals. The role involves ensuring compliance with financial regulations, managing supervisory activities, and building strong relationships with financial professionals. The successful candidate will have over 10 years in the financial services industry with management experience and necessary securities licenses. Competitive salary range of $127,000 - $171,000 per year is offered, along with flexible time off and a pension plan.
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