Capital Markets & Securities Associate – Denver
Listed on 2025-12-11
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Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist, Corporate Finance
Capital Markets & Securities Associate – Denver, CO
A leading national law firm is seeking a mid‑level Capital Markets & Securities Associate (3–5 years PQE) to join its busy Denver office. The team advises regional and national clients on public and private securities offerings, corporate governance, and compliance matters. This is a great opportunity to work on complex SEC filings and governance projects with strong mentorship and significant deal exposure.
Aboutthe Team
Work closely with experienced partners and a collaborative group advising clients across industries. The team is known for its supportive culture, focus on professional development, and delivering high‑quality legal services.
Key Responsibilities- Prepare and review SEC filings including Forms S‑1, S‑3, S‑4, 8‑K, 10‑Q, 10‑K, and proxy statements
- Support public and private securities offerings and corporate governance initiatives
- Assist with securities‑related aspects of mergers, acquisitions, and strategic investments
- Manage multiple projects and deadlines in a fast‑paced environment
- Coordinate with internal teams across offices
- 3–5 years’ experience with capital markets transactions and SEC compliance
- Knowledgeable about federal securities laws and corporate governance
- Strong drafting and communication skills
- Able to handle multiple priorities and work collaboratively
- Admitted to practice in Colorado or eligible to waive in
Base Salary: $220,000 – $235,000 (DOE)
Bonuses:
Performance and hours‑based bonus program
Benefits:
Comprehensive health, dental, vision, 401(k), parental leave, and wellness programs
To apply or learn more, contact Freddie at
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