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Capital Markets & Securities Associate – Denver

Job in Denver, Denver County, Colorado, 80285, USA
Listing for: TPO search
Full Time position
Listed on 2025-12-11
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist, Corporate Finance
Salary/Wage Range or Industry Benchmark: 220000 - 235000 USD Yearly USD 220000.00 235000.00 YEAR
Job Description & How to Apply Below
Position: Capital Markets & Securities Associate – Denver, CO

Capital Markets & Securities Associate – Denver, CO

A leading national law firm is seeking a mid‑level Capital Markets & Securities Associate (3–5 years PQE) to join its busy Denver office. The team advises regional and national clients on public and private securities offerings, corporate governance, and compliance matters. This is a great opportunity to work on complex SEC filings and governance projects with strong mentorship and significant deal exposure.

About

the Team

Work closely with experienced partners and a collaborative group advising clients across industries. The team is known for its supportive culture, focus on professional development, and delivering high‑quality legal services.

Key Responsibilities
  • Prepare and review SEC filings including Forms S‑1, S‑3, S‑4, 8‑K, 10‑Q, 10‑K, and proxy statements
  • Support public and private securities offerings and corporate governance initiatives
  • Assist with securities‑related aspects of mergers, acquisitions, and strategic investments
  • Manage multiple projects and deadlines in a fast‑paced environment
  • Coordinate with internal teams across offices
Who You Are
  • 3–5 years’ experience with capital markets transactions and SEC compliance
  • Knowledgeable about federal securities laws and corporate governance
  • Strong drafting and communication skills
  • Able to handle multiple priorities and work collaboratively
  • Admitted to practice in Colorado or eligible to waive in
Compensation

Base Salary: $220,000 – $235,000 (DOE)

Bonuses:
Performance and hours‑based bonus program

Benefits:
Comprehensive health, dental, vision, 401(k), parental leave, and wellness programs

To apply or learn more, contact Freddie at

#J-18808-Ljbffr
Position Requirements
10+ Years work experience
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