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Regulatory Compliance Specialist

Senior Market Surveillance Analyst – Investigations & Analytics

Job in Denver, Denver County, Colorado, 80285, USA
Listing for: Financial Industry Regulatory Authority, Inc.
Full Time position
Listed on 2026-01-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 70600 - 126000 USD Yearly USD 70600.00 126000.00 YEAR
Job Description & How to Apply Below
A financial regulatory authority is seeking a Senior Analyst for their Surveillance and Market Intelligence section. This role involves conducting routine surveillance reviews to identify unusual market activities and drafting regulatory updates. Candidates must have a bachelor’s degree and at least three years of experience in the securities industry, with a solid understanding of FINRA regulations. The position offers a hybrid work environment with competitive salary ranging from $70,600 to $126,000 depending on location.
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Position Requirements
10+ Years work experience
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