SEC Audit Manager - Regulator

SEC Audit Manager / Regulator

Job Description

As an SEC Audit Manager / Regulator, you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms, including:

• Inspecting portions of audit work papers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with audits, report issuance, and related matters involving issuers;
• Assessing firms' quality control structures and their impact on audit quality;
• Meeting and interviewing firm personnel to understand their quality control structures, audit approaches, and to identify deficiencies;
• Gathering and organizing information to support inspection issues;
• Researching and consulting on technical issues;
• Communicating findings to firm personnel through meetings and comment forms; and
• Drafting inspection reports and comment forms.

Additional Opportunities:

• Enhance technical skills through inspection activities and collaboration with inspection teams;
• Participate in projects to improve the Inspection program;
• Contribute to training courses;
• Assist in the firms' recruiting process.

Qualifications

• Current CPA license required;
• Six to fifteen years of experience at the Senior Manager or Manager level in U.S.
  
  -traded company audits;
• Bachelor's degree in Accounting; MBA or Master’s degree is a plus;
• Strong knowledge of PCAOB standards, GAAP, and/or IFRS;
• Excellent communication skills (written and oral);
• Ability to work independently and in teams;
• Willingness to travel 20-30%, including internationally;
• Fluency in a foreign language is a plus.

Our Values

We value integrity, excellence, effectiveness, collaboration, and accountability in all we do.

Equal Employment Opportunity

We provide equal opportunities and a harassment-free workplace. We consider all qualified applicants, including those with criminal histories, in accordance with applicable laws.