More jobs:
RIA Compliance Strategist Advisory Firm
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-02-06
Listing for:
Conselium Compliance Search
Full Time
position Listed on 2026-02-06
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A national investment management firm based in Dallas is searching for a compliance professional to enhance their compliance program. You will support the Head of RIA Compliance, ensuring adherence to SEC regulations and guiding the firm’s compliance strategies. The role involves developing compliance policies, assisting with regulatory filings, and working collaboratively within a vibrant team. A comprehensive knowledge of rules applicable to securities compliance is crucial.
This position offers opportunities for growth in a positive working culture.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×