SVP, Senior Compliance Operations
Listed on 2026-03-13
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance -
Management
Risk Manager/Analyst
SVP, Senior Mortgage Compliance Operations
Agility 360 is searching for a SVP, Senior Mortgage Compliance Operations with extensive Mortgage Origination'sexperience.
Under the direction of the Executive Vice President, National Credit Operations, this position is responsible for the management, oversight and development of compliance operations for the correspondent delegated, non-delegated and retail lending channels. The SVP, Senior Compliance Operations Manager will drive departmental productivity, quality, efficiency and customer service across multiple channels. This role will also be a major contributor to our client's compliance operations philosophy, process improvements, cost reduction and loan quality.
ESSENTIALJOB FUNCTIONS
Act as a subject matter expert on compliance related mortgage activities including but not limited to TRID, ECOA, HMDA, ATR and fair lending laws
Optimize processes and procedures for compliance operations in Retail and Correspondent lending
Develop industry leading capacity metrics and reporting for all compliance roles
Develop and prioritize related technology and system requirements
Maintain staffing and organizational design as needed
Work with Compliance to clarify roles, responsibilities, and related audit/QC routines
Develop and maintain compliance policies and procedures that align with the Enterprise Risk Management framework and regulatory requirements
Maintain first line of defense compliance controls and Risk Control Self Assessments (RCSA)
Monitor operational compliance with regulatory requirements
Perform all other miscellaneous responsibilities and duties as assigned
Mentor and train current compliance staff for future growth
A Bachelor’s degree or equivalent and relevant work experience in a mortgage related field, Master’s Degree preferred
Minimum 12 years of mortgage banking experience, preferably 10 years of which are compliance related
A thorough understanding and knowledge of mortgage banking processes, controls, and overall operations
Experience with regulatory compliance and risk management preferred
Understanding and knowledge of technology that supports mortgage banking;
Encompass (LOS), Mavent, Compliance Ease and other core systemsProven leadership ability in a fast paced, deadline sensitive work environment
Strong working knowledge of conventional, government and non-agency compliance requirements
Proven ability to lead projects and initiatives and achieving planned results in compliance operations.
Strong analytical and financial skills
- Location:
on-site in the Dallas Fort-Worth metroplex area - Salary:
Commensurate with experience - Permanent position with medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).