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Regulatory Compliance Specialist Financial Compliance Financial Services

Senior Compliance Testing Lead: Swap Dealer & Derivatives

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Scotiabank
Full Time position
Listed on 2026-03-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Financial Services
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading Canadian bank is seeking a Senior Manager for Compliance Testing of Swap Dealer and Derivatives in Dallas, Texas. The role focuses on ensuring compliance with CFTC and SEC regulations through effective testing strategies. The ideal candidate will have 5-7 years in compliance or audit, strong analytical skills, and experience in managing diverse teams. Bilingual abilities are a plus.

This position offers a chance to contribute to vital compliance initiatives in a dynamic environment.
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Position Requirements
10+ Years work experience
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