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Regulatory Compliance Specialist

Senior Regulatory Compliance Specialist - Alternative Assets

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: IQ-EQ
Full Time position
Listed on 2026-03-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 70000 - 90000 USD Yearly USD 70000.00 90000.00 YEAR
Job Description & How to Apply Below
A leading investor services group in Dallas is seeking a compliance professional to provide key advisory services and support clients through regulatory assessments. This role requires a Bachelor's degree and two years of compliance experience, along with strong analytical and communication skills. The ideal candidate will help clients navigate U.S. securities regulations, prepare required filings, and develop compliance training. This position offers a salary range of $70,000 - $90,000, along with a comprehensive benefits package including a hybrid work schedule.
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Position Requirements
10+ Years work experience
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