×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Risk Manager/Analyst Regulatory Compliance Specialist

Senior Risk & Client Communications Controls Analyst

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Altruist
Full Time position
Listed on 2026-03-02
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A progressive financial technology firm based in Dallas is hiring a Senior Analyst to oversee client communications and document governance. The role involves conducting structured supervisory reviews and ensuring compliance with audit standards. The ideal candidate has 3-5 years of experience in broker-dealer operations, holds an active FINRA Series 7 license, and possesses strong skills in Google Sheets and Excel.

The company offers a hybrid work schedule and competitive compensation, including equity options.
#J-18808-Ljbffr
Position Requirements
10+ Years work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)

Job Posting Language
Employment Category
Education (minimum level)
Filters
Education Level
Experience Level (years)
Posted in last:
Salary
Advanced Search