Business Audit

Internal Audit
- Liquidity Risk Audit
- Dallas-Vice President  Dallas, Texas, United States

Opportunity Overview  CORPORATE TITLE Vice President language OFFICE LOCATION(S) Dallas assignment JOB FUNCTION Business Audit  DIVISION Internal Audit

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit:

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm’s control culture and conduct risks
• Monitors management’s implementation of control measures

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

• Develop and maintain a good understanding of business areas, its products, and supporting functions
• Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business stakeholders
• Follow-up on open audit issues and their resolution

• 7 plus years of experience in internal audit, a risk management role, or an independent validation function within the financial services industry or Big 4 risk advisory
• 4-year degree in finance, accounting, risk management or quantitative discipline, and ideally a graduate degree in a related subject
• Treasury, liquidity risk and funding management experience
• Knowledge of controls surrounding liquidity risk stress testing, funding planning, currency risk management, contingency funding plan, and regulatory reporting (e.g. FR 2052a)
• Ability to manage and lead audit projects and people
• Team-oriented with a strong sense of ownership and accountability
• Strong interpersonal, and relationship management skills
• Strong verbal and written communication skills
• Solid analytical skills
• Good technical knowledge of relevant funding and liquidity product areas
• Working knowledge of AI tools
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the…