Fraud Compliance Analyst

Who We Are

Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, simplifying, automating, and facilitating access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than 20 million customers of our clients. Collectively, AFS creates an environment in which companies with the biggest ideas in fintech are empowered to change the world.

As a global organization, we have offices in Austin, Dallas, Chicago, New York, Portland, Belfast, and Manila. If you are seeking a fast‑paced and entrepreneurial environment where you'll have the opportunity to make an immediate impact and you have the guts to change everything, this is the place for you.

• 2021, 2020, 2019 and 2018 Best Wealth Management Company – presented by Fintech Breakthrough Awards
• 2021 Most Innovative Companies – presented by Fast Company
• 2021 Best API & Best Trading Technology – presented by Global Fintech Awards

Apex Fintech Solutions is currently seeking a Senior Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech industry. The role focuses on the development and maintenance of a robust fraud detection and prevention program, which includes investigating and processing system‑generated suspicious transaction alerts as well as responding to a variety of internal and external inquiries.

• Lead detailed investigations into suspected fraudulent activities.
• Analyze findings from internal and external reporting sources to assess the legitimacy of transactions.
• Apply deductive reasoning to identify potential fraud events.
• Scrutinize incoming funds, money movements, and account changes for indicators of fraud or unauthorized activities from an analytic, forensic, and investigative standpoint.
• Act as a key point of contact for managing internal escalations related to suspected fraud.
• Review and assess escalations from various business departments and associations.
• Provide exceptional support to Apex clients by addressing concerns and resolving potential issues.
• Collaborate with account holders and law enforcement agencies during investigations.
• Stay updated on industry trends, emerging fraud tactics, and methods shared by national organizations dedicated to fraud and Anti‑Money Laundering (AML).
• Apply new knowledge to enhance investigative processes and strategies.

• Bachelor's degree in Finance, Criminal Justice, or a related field (or equivalent work experience) required.
• 5+ years of prior experience in a fraud investigations role; experience in administering all aspects of an investigation, including the recovery of assets, assisting victims, preparing case summaries, and writing SARs required.
• Brokerage and/or banking industry experience preferred.
• Association of Certified Fraud Examiners (ACFE) and/or Certified Anti‑Money Laundering Specialist (CAMS) preferred.
• SQL experience preferred.

• Ability to handle confidential information in a mature and professional manner.
• Strong written and verbal communications with an attention to detail and ability to deal with sensitive communication appropriately.
• Proficiency in MS 365.
• Intermediate skill in Microsoft Excel.
• Knowledge of options and securities trading preferred.

This job operates in a hybrid, office environment three days per week.

#compliance #mid-senior #full-time #APEX

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

We offer a robust package of employee perks and benefits, including healthcare benefits (medical, dental and vision, EAP), competitive PTO, 401k match, parental leave, and HSA contribution match. We also provide our employees with a paid subscription to the Calm app and offer generous external learning…