Manager, IT Audit

Overview

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Requisition

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Global Banking and Markets

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!

The Audit Manager contributes to the overall success of the Internal Audit Department in the US ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Confirm audit activities conducted are in compliance with governing regulations, internal policies and procedures.

The incumbent will support the IT Audit Team in assessing the design and operating effectiveness of IT controls for infrastructure, applications, databases, operating systems, data warehouses, and interfaces, including AML transformation programs and data governance audits with support from Head Office IT audit teams.

Apart from the technical skills noted above, the incumbent should be able to apply risk-based auditing standards, frameworks, practices, techniques, processes and methodologies, and regulatory guidelines to the performance and review of audits. The incumbent will also be required to work as part of a global team that audits key IT infrastructure and applications.

• Review and evaluate the IT environment and provide assurance over the Bank's IT applications, data, security, ETL, interface controls, report logic, and project management controls.
• Perform engagement planning and scoping, audit execution, problem identification and evaluation, issue writing, reporting and communication, and develop and provide high-quality value-added recommendations.
• Act primarily as team participant or in some cases act as Officer-In-Charge (OIC) on assignments of low to medium complexity for assigned projects, processes, and units. Work cross-functionally with other IA team members to support and drive a collaborative team environment.
• Deliver end-to-end process of the execution of the audit and ensure the nature and extent of testing is appropriate to support the objective, scope and overall opinion. Complete timely review of work papers, ensure internal control weaknesses are clearly documented with recommendations addressing the root cause and are communicated timely to management.
• Support the unit’s continuous monitoring program by understanding and identifying changing conditions within business, risk and corporate functions, risk profiles, emerging risks, systemic issues and determine current and future audit requirements.
• Actively pursue effective and efficient operations of the role while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
• Champion a high performance environment and implement a people…