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Bank Compliance Specialist

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 80000 - 115000 USD Yearly USD 80000.00 115000.00 YEAR
Job Description & How to Apply Below

Bank Compliance Generalist

We're seeking someone to join our team as a Bank Compliance Generalist in Legal and Compliance to support various initiatives, projects, and business-as-usual processes conducted by the Bank Compliance Risk Framework team. In the Legal & Compliance Division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory, and franchise risk. This is an Associate level position within the Bank Compliance Department.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role :
  • Work closely with core functions within Bank Compliance to conceptualize and manage risk-relevant compliance metrics that provide coverage across Morgan Stanley Bank, N.A. and Morgan Stanley Private Bank, National Association and are supported by centralized and accurate data.
  • Partner with LCD Data and Analytics to develop automated, innovative interactive metrics dashboards and manage requests through the project lifecycle.

This position reports to the Head of Compliance Risk Framework in Bank Compliance.

Requirements :
  • Bachelor's Degree
  • 2-4 years demonstrated experience in a Compliance or business management role
  • Thorough attention to detail and the ability to effectively follow up on outstanding items; the ability to produce high-quality, error-free deliverables in a fast‑paced, deadline‑sensitive environment is essential
  • Excellent communication skills, both verbal and written; must be able to effectively communicate and establish strong working relationships with colleagues and stakeholders of all levels of seniority and background
  • Strong critical thinking and demonstrated project management skills (must be able to manage multiple responsibilities & projects with competing priorities and deadlines)
  • Ability to analyze and assimilate a variety of data and produce meaningful presentations and reports
  • Excellent analytical skills; enjoys solving problems and streamlining processes
  • Experience with Business Intelligence, Management and Project Reporting tools, including MS Project, Visio, Teams, Jira and GenAI tools such as Microsoft Co‑Pilot
  • Highly proficient in Excel, Word, Acrobat and Power Point
  • Experience with Tableau, Dataiku and Python
  • Strong client‑relations skills and ability to partner with clients to develop practical solutions that meet business needs while remaining compliant with applicable laws and regulations
  • Strong work ethic and drive
  • Strong sense of integrity and ethical leadership
  • Strong team‑orientation
Skills Desired :
  • Excellent organizational skills and ability to work independently in a fast paced development and production support environment
  • Able to perform analysis and problem identification, determine solutions and able to work under specific deadlines
  • Institutional and retail bank product knowledge
What you can expect from Morgan Stanley :

We are committed to maintaining the first‑class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work‑life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.

There's also ample opportunity to move about the business for those who show passion and grit in their work.

Expected base pay rates for the role will be between $80,000 and $115,000 per year at the…

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