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Regulatory Compliance Specialist Risk Manager/Analyst

Senior Compliance Lead – Asset Management

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Barrow Hanley Global Investors
Full Time position
Listed on 2026-01-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A diversified investment management firm in Dallas is seeking a Senior Compliance Associate to support the Chief Compliance Officer in overseeing compliance programs. This role involves managing SEC filings, ensuring adherence to compliance policies, conducting internal compliance reviews, and providing compliance education to staff. The ideal candidate will have a Bachelor’s degree and over 5 years of experience in compliance management with extensive knowledge of the financial industry.

Strong analytical skills and proficiency in compliance software are essential.
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Position Requirements
10+ Years work experience
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