Controller, Finance & Banking, Financial Compliance
Listed on 2026-01-27
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Finance & Banking
Financial Compliance, Financial Manager
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About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC‑registered broker‑dealers alongside a cryptocurrency brokerage—all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth‑management platform designed to elevate the investment experience.
Key entities:
- Futu Clearing Inc.:
An SEC‑registered FINRA member dedicated to delivering top‑tier clearing and execution services globally. - Moomoo Financial Inc.:
An SEC‑registered FINRA member providing retail investors access to both U.S. and Asian securities markets. - Moomoo Technology Inc.:
Offering a data‑rich trading platform to enhance trading strategies. This entity is not a licensed broker‑dealer.
This role leads the financial reporting and consolidation process across multiple entities, including broker‑dealers, a crypto firm, and a marketing firm. It oversees accounting and FP&A teams, manages audits, regulatory correspondence, and ensures strong financial controls and compliance with rules and regulations. The position also contributes to system implementations, policy enhancements, and strategic financial planning.
Job Responsibilities- Establish, enhance, and manage financial reporting for multiple entities, including broker‑dealers, futures business, and crypto products.
- Coordinate and ensure timely and accurate financial reporting for all entities.
- Collaborate across multiple departments.
- Manage, maintain, and enhance policies, procedures, and controls within the finance department.
- Manage financial and regulatory audits, coordinating with outside auditors, regulators, and state agencies.
- Manage parent’s consolidation close process.
- Apply regulatory reporting experience from broker‑dealer environments.
- Lead, supervise, and develop accounting staff.
- Contribute to organizational projects.
- Identify issues and improve department efficiency.
- Manage relationships and coordination with headquarters.
- Bachelor’s degree in finance, accounting, economics, or related fields.
- CPA preferred.
- Minimum 8 years of accounting experience in brokerage firms, futures, and crypto businesses.
- Strong understanding of interrelated systems vs accounting reporting systems.
- In‑depth knowledge of various asset classes such as equities, futures, and cryptocurrencies.
- Strong communication and leadership skills.
- Comprehensive paid medical benefits covering employees and dependents.
- 401(k) employer contribution matching employee contributions.
- Generous paid time off and paid holidays.
- Opportunities for professional growth and development through hands‑on learning, skill building, and cross‑functional work.
- Performance‑based bonuses.
Base pay will depend on job‑related factors and is expected to range from $120,000 to $180,000. This role is eligible for discretionary bonus participation.
DisclaimerThe above information is intended to indicate the general nature and level of work performed. It is not exhaustive.
Equal Employment OpportunityFutu Holdings Limited, including all subsidiaries, is an equal‑opportunity employer. Qualified applicants receive consideration without regard to race, color, religion, sex, national origin, age, disability status, veteran status, or any other protected characteristic.
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Seniority LevelMid‑Senior Level
Employment TypeFull‑Time
Job FunctionAccounting / Auditing and Finance;
Industries:
Banking
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