Broker-Dealer Compliance Analyst; Hybrid
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2025-12-07
Listing for:
Cetera Financial Group
Full Time
position Listed on 2025-12-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading financial firm is seeking a BD Compliance professional for a hybrid role in Dallas, TX. This position involves ensuring compliance with regulations, addressing inquiries, and updating policies while collaborating with internal partners. Ideal candidates will have 1-3 years of experience, necessary licenses, and strong communication skills to navigate the complexities of compliance in a regulated environment.
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