PWM Transition Specialist

Employer Industry: Financial Services

• Transition veteran Financial Advisors and their support staff to the employer, ensuring a seamless process
• Build effective relationships with key partners to enhance collaboration and understanding of transition needs
• Provide accurate instructions to Transition Process Coordinators regarding account setup priorities
• Anticipate and troubleshoot potential issues during transitions, proactively addressing client needs
• Work directly with clients and Financial Advisors to resume normal business processes

• High School Diploma required;
  Bachelor’s Degree preferred
• Ability to travel 75% of the time, including occasional weekend travel
• Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses, or willingness to obtain within 18 months
• Proficient in Microsoft Office suite (Word, Excel, PowerPoint)
• Strong verbal and written communication skills, with attention to detail and accuracy

• Experience in client service or financial services industry
• Strong analytical and critical problem-solving skills
• Ability to prioritize workflow and achieve specific goals in a timely manner