More jobs:
General Counsel
Job in
New Canaan, Connecticut, 06840, USA
Listed on 2026-03-13
Listing for:
Atlantic Group
Full Time
position Listed on 2026-03-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Financial Law, Regulatory Compliance Specialist
Job Description & How to Apply Below
- Serve as the firm’s primary legal advisor to executive leadership and senior management.
- Oversee all day-to-day legal matters across the investment platform.
- Manage relationships with external counsel and compliance consultants, bringing appropriate functions in-house over time.
- Identify and mitigate legal and regulatory risks across the business.
- Lead the structuring and formation of new investment vehicles, including private funds and separately managed account structures.
- Draft and negotiate fund documentation including LPAs, side letters, and related agreements.
- Support the launch of new strategies and investment structures as the firm expands.
- Advise on matters related to the Investment Advisers Act of 1940 and other applicable securities regulations.
- Work closely with the firm’s compliance function and external compliance consultants to ensure regulatory adherence.
- Support regulatory filings, examinations, and investor disclosures.
- Assist with the development and enhancement of internal policies, procedures, and governance frameworks.
- Provide legal support related to mortgage investments, real estate credit, and structured finance transactions
. - Advise on legal matters involving mortgage origination, servicing, secondary market transactions, and related credit structures.
- Review and negotiate transaction documents related to loan purchases, securitizations, and financing arrangements.
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