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Financial Services Regulatory Compliance Specialist

Wealth Compliance Specialist

Job in Clayton, St. Louis County, Missouri, USA
Listing for: M1 Finance
Full Time position
Listed on 2026-01-26
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A registered investment adviser is looking for a Compliance Specialist to join their dynamic Compliance team. This full-time role requires strong analytical skills and experience in compliance within the financial services sector. The ideal candidate will handle compliance tasks, support financial advisors, and contribute to the improvement of departmental processes. The firm offers a variety of benefits including paid holidays, medical insurance, and a professional development reimbursement program.
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