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Regulatory Compliance Specialist

Securities Compliance Officer & Regulatory Risk Lead

Job in Cincinnati, Hamilton County, Ohio, 45208, USA
Listing for: WesBanco
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A financial services provider in Cincinnati is seeking a Compliance Officer responsible for conducting compliance reviews and regulatory monitoring within the securities industry. The ideal candidate should have a background in finance, with at least three years of experience in compliance roles. Key responsibilities include guiding licensed advisors, managing compliance programs, and ensuring adherence to regulations. This role demands strong analytical and communication skills, along with relevant certifications.

Competitive benefits and opportunities for growth are provided.
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