Chief Compliance Officer, Swap & SBSD Regs

A financial services firm in Chicago is seeking a Chief Compliance Officer to oversee and enhance compliance programs in line with CFTC and SEC requirements. The successful candidate will lead risk management efforts, manage regulatory inquiries, and ensure the accuracy of swap and security-based swap reporting. Strong experience in compliance program management and an understanding of business conduct standards are essential for this highly visible role.

This position offers an opportunity to work cross-functionally with various teams including Legal, Risk, and Operations.
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