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Compliance Specialist - Finance Regulatory & Policy Lead

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: First Recruiting, LLC
Full Time position
Listed on 2026-03-10
Job specializations:
  • Finance & Banking
  • Government
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Officer in Chicago to assist with regulatory filings, conduct compliance testing, and collaborate on compliance guidance. The ideal candidate will have a Bachelor's degree and 2 to 5 years of relevant experience, with strong analytical skills and attention to detail. Familiarity with regulations from agencies like FINRA and SEC is essential. This position offers significant responsibility in ensuring adherence to compliance standards.
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