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Banking & Finance Regulatory Compliance Specialist Risk Manager/Analyst

Securities Processing Lead — Settlement & Compliance

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: Robinhood
Full Time, Part Time position
Listed on 2026-03-02
Job specializations:
  • Finance & Banking
    Banking & Finance, Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 102000 - 120000 USD Yearly USD 102000.00 120000.00 YEAR
Job Description & How to Apply Below
A leading financial services company is seeking a Securities Processing Lead to ensure timely settlement of equity transactions based in New York, NY. In this role, you will manage daily settlement activities and maintain compliance with SEC regulations. Applicants should have 4–7 years of experience in brokerage operations, particularly in equity settlements and settlement risk management. The position offers competitive salary, performance-driven compensation, and high-impact work that contributes to customer asset protection.

In-person attendance is expected at least 3 days a week.
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