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Regulatory Compliance Specialist Financial Services FinTech Banking Operations

Fintech Compliance Specialist: IA​/BD Controls & Testing

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: M1 Finance
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services, FinTech, Banking Operations
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial technology company based in Chicago seeks a Compliance professional to manage regulatory compliance tasks across Broker-Dealer and Investment Adviser programs. The role demands experience in risk assessments, regulatory inquiries, and ongoing compliance monitoring. Ideal candidates will have at least four years of compliance experience in finance, especially fintech, along with strong analytical and organizational skills. Competitive salary and comprehensive benefits are offered.
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