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Core Compliance Analyst: Trade Surveillance & Ethics

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: William Blair
Part Time position
Listed on 2026-02-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 95000 USD Yearly USD 80000.00 95000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Core Compliance Analyst to join their team in Chicago. This role requires 1-3 years of compliance experience, particularly in an asset management context. Responsibilities include administering trade surveillance, managing compliance certifications, and enhancing various compliance programs. The ideal candidate will possess strong analytical and communication skills, along with proficiency in Excel and Power BI.

The position is onsite 3 days a week and offers a salary range of $80,000—$95,000.
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