Head of Compliance

Head of Compliance MyFunded Futures
• Chicago, Illinois, USA

At My Funded Futures were transforming the world of proprietary trading by giving traders the capital tools and community they need to succeed.

We blend innovation transparency and performance to create opportunity helping traders scale faster and smarter. If youre passionate about fintech financial markets and data-driven growth youll fit right in.

Explore our open roles below and see how you can help us shape the future of funded trading.

Equal Employment Opportunity
My Funded Futures is an equal opportunity employer. We believe that diversity drives innovation and success. We are committed to building an inclusive environment where every team member feels valued respected and supported regardless of race color religion gender gender identity sexual orientation national origin age disability veteran status or any other protected characteristic.

In compliance with pay transparency laws My Funded Futures provides compensation ranges in job postings where required. Final compensation may vary based on experience qualifications and location. We also offer comprehensive benefits and performance-based incentives.

If you require assistance or an accommodation during the application process please contact our HR team at .

Applicants must be authorized to work in the applicable country without employer sponsorship. The Company does not offer visa sponsorship or immigration assistance for this position.

As MFFU seeks registration as an Introducing Broker (IB) and builds its own proprietary trading platform the Head of Compliance will be responsible for ensuring that these initiatives meet all applicable legal and regulatory requirements. This includes navigating NFA registration processes platform governance and proactively embedding compliance into product development and customer onboarding processes.

Reporting to the Chief Operating Officer the Head of Compliance will design implement and manage a comprehensive compliance management system that ensures adherence to applicable laws rules and industry standards. This leader will partner with executive management product trading operations and risk teams to embed compliance into daily processes enabling innovation while maintaining regulatory excellence.

This is a pivotal leadership role responsible for developing compliance frameworks that support MFFUs growth maintain regulatory integrity and protect traders partners and the firm.

Compliance Leadership

• Lead the design and ongoing management of MFFUs enterprise compliance program including policies monitoring and reporting systems.
• Build and oversee a team responsible for operational compliance AML/KYC licensing and risk governance.
• Ensure compliance with CFTC NFA and CME Group regulations and applicable futures and derivatives laws.
• Ensure compliance with know-your-customer (KYC) account supervision risk disclosure and segregation requirements applicable to IBs.
• Serve as the firm’s primary liaison with regulators external auditors and legal advisors.

Regulatory & Licensing Oversight

• Manage the firm’s registration and licensing obligations as an Introducing Broker including NFA filings annual renewals and disclosures.
• Develop IB operational controls in coordination with partnered FCMs including account reconciliation customer complaint handling and dispute resolution processes.
• Oversee partner relationships with FCMs vendors and service providers to ensure contractual and regulatory compliance.
• Maintain required reporting and recordkeeping frameworks ensuring readiness for regulatory examinations.

Compliance Program Development

• Develop implement and maintain policies related to trade surveillance data protection risk management and conflicts of interest.
• Establish robust AML/KYC procedures aligned with futures and brokerage operations.
• Collaborate with product and technology teams to embed compliance by design into platforms and workflows.
• Lead regular compliance training across all departments and promote a culture of integrity accountability…