Senior Compliance Analyst - Chicago, IL

Senior Compliance Analyst – Chicago, IL

ADM Investor Services, Inc.

This is an exempt level position.

We are looking for a Senior compliance analyst that supports various functions within the ADMIS Compliance Department including collecting, analyzing and summarizing data. This position will conduct daily trade monitoring activities and will assist with the development of standardized reports for use by compliance staff and senior management. It interacts with various departments including ADMIS and ADM global affiliates, clearing exchanges, brokers and customers.

The position reports to a compliance manager. We have a strong team that works well together. If you enjoy the pace of financial services this is the place for you.

• Role requires an understanding and working knowledge of systems, transaction flows and data used in the business.
• Investigate and resolve daily trading activity alerts within Validus system.
• Perform testing and reviews of compliance policies and procedures. Contribute to development of compliance policies and procedures.
• Drive in-depth investigations of customer account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to completion.
• Perform business communication testing within Smarsh system to ensure regulatory compliance. Take ownership of process from monitoring to follow-up and documentation of issues.
• Assist in managing and documenting internal reviews and filings. Facilitate monthly meetings with senior leadership regarding status and results of internal reviews and filings.
• Assist with special projects, global projects and execution of automation initiatives.
• Perform training for new analysts.

• Bachelor’s degree in a business-related field
• 5+ years of experience in a financial/compliance analyst role
• Advanced technical skills including Excel, Access, Power BI and SQL
• Strong organizational skills and attention to detail
• Critical thinking and problem solving skills
• Ability to work with globally diverse teams
• Able to communicate in oral and written form with all levels of the organization
• Experience in a collaborative culturally diverse and inclusive environment
• Demonstrated technical and team leadership skills capable of leading a team to accomplish assigned projects
• Experience with Swap related compliance requirements a plus
• Promotes the ADM Way and Core Values

Excited about this role but don’t think you meet every requirement listed? We encourage you to apply anyway. You may be just the right candidate for this role or another one of our openings.

ADM requires the successful completion of background check.

$80,000.00 - $

• Physical wellness – medical/Rx, dental, vision and on-site wellness center access or gym reimbursement (as applicable).
• Financial wellness – flexible spending accounts, health savings account, 401(k) with matching contributions and cash balance plan, discounted employee stock purchasing program, life insurance, disability, workers’ compensation, legal assistance, identity theft protection.
• Mental and social wellness – Employee Assistance Program (EAP), Employee Resource Groups (ERGs) and Colleague Giving Programs (ADM Cares).

Additional benefits include:

• Paid time off including paid holidays.
• Adoption assistance and paid maternity and parental leave.
• Tuition assistance.
• Company-sponsored training and development resources, such as Linked In Learning, language training and mentoring programs.

Benefits may vary for bargained locations, confirm benefit eligibility with your recruiter.

Diversity, equity, inclusion and belonging are cornerstones of ADM’s efforts to continue innovating, driving growth, and delivering outstanding performance. We are committed to attracting and retaining a diverse workforce and create welcoming, truly inclusive work environments — environments that enable every ADM colleague to feel comfortable on the job, make meaningful contributions to our success, and grow their career. We respect and value the unique backgrounds and experiences that each person can bring to ADM because we know that diversity of…