Surveillance Analyst

Surveillance Analyst

Location:

Chicago office (flex hybrid)

Position Summary: The Surveillance Analyst will conduct real‑time and pattern‑based surveillance of the Cboe option markets to detect possible violations of Cboe and SEC rules and policies. The position is based in Chicago, IL.

• Conduct real‑time surveillance and analysis of option securities traded on the Cboe Exchanges.
• Monitor Cboe trading systems to ensure compliance with Cboe rules.
• Collaborate with various Cboe teams to enhance the Regulatory Program.
• Respond to inquiries from the SEC and other regulatory bodies.
• Maintain internal policies and procedures related to the Cboe Surveillance Program.
• Stay apprised of industry concepts and events while contributing to the creation of surveillance concepts that address potential regulatory concerns.
• Build and maintain an understanding of the Exchanges’ regulatory environment, relevant rules, technologies, systems, processes, and investigative techniques.

Financial markets experience preferred but not required. Experience gained through positions with banks, exchanges, asset managers, broker‑dealers, hedge funds, or mutual funds is valued. Directly related experience in a regulatory, compliance, surveillance, or investigative role is a plus.

• Knowledge of securities, derivatives markets, and/or Cboe, C2, BZX, or EDGX rules and regulations.
• Understanding of exchange regulatory requirements, data structures, and regulatory design.
• Proficiency in Excel and other data analysis tools.
• Strong analytical and research skills.
• Experience with SMARTS Trade System Surveillance Software is a plus.

• Organize and prioritize tasks; complete multiple tasks simultaneously with accuracy and quality.
• Interact professionally with internal and external contacts; communicate clearly across all levels.
• Maintain confidentiality and handle sensitive information appropriately.
• Be thorough and precise; double‑check accuracy to provide high‑quality work with minimal errors.
• Learn new information quickly, take initiative, and seek needed knowledge.
• Summarize data and facts clearly to document reviews and decisions.
• Work cooperatively in group situations; exhibit objectivity and openness to others’ views.

Bachelor’s degree in Finance, Business, Computer Science, or a related field.

• Medical Coverage
• Prescription Drug Coverage
• Additional Medical Benefit
• Dental Coverage
• Vision Coverage
• 401(k) or Pension Company Match
• Spending Accounts
• Life and AD&D Insurance
• Retirement Savings Plan
• Employee Stock Purchase Plan (ESPP)
• Voluntary & Additional Benefits
• Paid Time Off

We are a proud equal‑opportunity employer and do not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or Veteran status. We are committed to fostering a workplace where all individuals are valued and respected.

This position is not eligible for visa sponsorship. Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.

Base pay range: $59,500 – $73,500 annually (subject to location differentials). Additional variable pay and benefits are provided as part of the total compensation package.