Manager, Compliance

The world’s most sophisticated companies rely on Alpha Sense to remove uncertainty from decision‑making. With market intelligence and search built on proven AI, Alpha Sense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clients’ own research content.

The acquisition of Tegus by Alpha Sense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI‑driven market intelligence. Together, Alpha Sense and Tegus will accelerate growth, innovation, and content expansion, with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6,000 enterprise customers, including a majority of the S&P 500.

Founded in 2011, Alpha Sense is headquartered in New York City with more than 2,000 employees across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Come join us!

Tegus by Alpha Sense supports high‑value, expert‑led conversations that provide our clients with differentiated insight. Given the proprietary nature of these discussions, compliance excellence is central to our value proposition. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards. While most teams are responsible for one part of the transcript life cycle, the Compliance team is involved every step of the way, ensuring the product is of the highest quality.

The Compliance Manager is a people leader responsible for overseeing the day‑to‑day performance, development, and operational execution of a team of Compliance Reviewers. This manager plays a critical role in scaling the Expert Transcript Library (ETL) Compliance function by driving team productivity, ensuring adherence to KPIs, maintaining transcript quality, and overseeing timely review and redaction workflows.

You will own onboarding, training, and ongoing coaching of your team, while also partnering cross‑functionally with Product, Content, Operations, and Engineering to identify gaps, execute process improvements, and help build the future of the ETL compliance program. This role is equal parts leadership, operational excellence, and collaboration on strategic initiatives designed to improve accuracy, turnaround time, and scalability.

• Experienced people manager with a track record of developing talent, managing performance, and building high‑performing teams in an operations, compliance, legal services, research, or publishing environment.
• Strong understanding of compliance principles, risk mitigation, and handling sensitive or confidential information.
• Analytical, organized, and skilled at balancing quality, turnaround time, and operational efficiency.
• Comfortable operating in a fast‑paced, high‑volume environment with shifting priorities and multiple stakeholders.
• Excellent communicator who can influence cross‑functionally and translate feedback into action.
• Curious, proactive, process‑oriented, and passionate about continuous improvement.

• Manage, coach, and develop a team of Compliance Analysts, Associates, and Senior Associates; provide regular performance feedback and career development guidance.
• Own onboarding and ramp‑up for new hires, ensuring they are trained effectively on transcript review workflows, risk frameworks, research expectations, and internal tools.
• Monitor employee KPIs—including quality, turnaround time, weekly throughput, and redline accuracy—and intervene proactively when performance gaps appear.
• Develop and refine operational workflows that support consistency, efficiency, and high‑quality output across the ETL Compliance lifecycle.
• Identify process bottlenecks and propose scalable solutions to improve transcript throughput, reduce escalation friction, and strengthen quality controls.
• Apply and reinforce Tegus by Alpha Sense compliance standards, ensuring all transcript review work adheres to regulatory…