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Broker-Dealer Operations Lead & Compliance Supervisor
Job in
Cherry Hill Township, Cherry Hill, Camden County, New Jersey, 08034, USA
Listed on 2026-02-03
Listing for:
Horace Mann
Full Time
position Listed on 2026-02-03
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services organization in Cherry Hill Township is seeking a Broker Dealer Operations Principal to provide operational leadership within its broker-dealer organization. This hybrid role involves ensuring regulatory compliance and overseeing operational processes such as asset movement and account maintenance. Ideal candidates should have a business degree, 3–5 years of relevant experience, and FINRA registrations. The position offers a salary range of $66,500 - $92,000 annually, reflecting the candidate's experience and location.
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