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Senior Wealth Management Supervisory Leader – Risk & Compliance

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: J.P. Morgan
Full Time position
Listed on 2026-02-03
Job specializations:
  • Management
    Risk Manager/Analyst, Wealth Management, Financial Manager
  • Finance & Banking
    Risk Manager/Analyst, Wealth Management, Financial Manager, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Charlotte, NC, is looking for a Supervisory Manager in Wealth Management. The ideal candidate will have over 5 years of supervisory experience in the securities sector and hold essential FINRA licenses. This role involves managing complex escalations, mentoring staff, and ensuring compliance with industry regulations. Strong leadership and analytical skills are essential for success.

Candidates should also possess excellent communication abilities and a knowledge of financial planning strategies.
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Position Requirements
10+ Years work experience
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