Senior Auditor; US - Financial Crimes - Sanctions - BSA​/AML

Position: Senior Auditor (US) - Financial Crimes - Sanctions - BSA/AML
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* Experienced audit professional role providing guidance / assistance to function supported
* Requires sound audit or business conceptual knowledge
* Independently performs tasks from end to end as assigned
* Ability to process and handle confidential information with discretion
* Undergraduate degree required
* 3+ years of relevant experience
* Proficiency in identifying risks and controls within complex banking operations
* Solid understanding of Financial Crimes regulations (e.g., OFAC, OSFI, EU Sanctions) and how they apply to banking processes like screening, KYC, and transaction monitoring
* Extensive experience executing end-to-end audit testing cycles, including design effectiveness and operating effectiveness of controls. Must be capable of documenting high-quality working papers.
* Ability to analyze large datasets to support audit testing; familiarity with sampling methodologies and testing automated controls
* Ability to manage own workload and timelines for assigned audit testing with minimal supervision
* Applies professional skepticism when reviewing evidence and is comfortable challenging the business on control gaps
* Clearly articulates testing results and potential exceptions to Audit Managers and stakeholders
* Navigating a rapidly changing sanctions landscape where regulations can shift overnight
* CAMS (Certified Anti-Money Laundering Specialist) or CGSS (Certified Global Sanctions Specialist)
* CIA (Certified Internal Auditor) or CPA
* Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
* May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
* Prioritizes and manages own workload to deliver quality results and meet assigned timelines
* Keeps current on emerging trends / developments and grows knowledge of the business, analytical tools and techniques and applies them where appropriate
* Assists in preparing and sharing audit findings and presentation materials with management and broader audiences, helping ensure clear and effective communication throughout the audit process
* Assesses / identifies key issues and escalates to appropriate levels and relevant stakeholders where required
* Contributes to the analysis, due diligence and implementation of initiatives within defined area of responsibility
* Continuously enhances knowledge / expertise in own area
* Supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues / points of interest
* Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency
* Establishes effective relationships across multiple businesses
* Participates in knowledge transfer within the team and business units
* Works to achieve individual goals and support other…