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Financial Consultant Regulatory Compliance Specialist

Hybrid Financial Advisor - Risk & Compliance Expert

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Mindlance
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Financial Consultant, Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services provider based in Charlotte, North Carolina, is seeking a professional with at least 2 years of experience in risk management and brokerage industry roles. The position offers a hybrid work schedule and requires the candidate to maintain FINRA licenses. Responsibilities include compliance with financial fitness standards and collaboration with other business areas. Excellent communication skills and analytical abilities are essential for success in this role, along with a commitment to timely decision-making.
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