Brokerage Compliance & Risk Specialist; Series Hybrid
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-02-06
Listing for:
Randstad USA
Full Time, Contract
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
A leading staffing agency in partnership with a financial services client is seeking professionals for a risk management role in Charlotte, NC. Candidates must hold an active Series 7 license and have over 2 years of experience in risk management, compliance, QA, or brokerage operations. Responsibilities include conducting research on regulatory controls and providing recommendations for compliance. The role offers a 6-month contract with fully onsite training followed by a hybrid work model.
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