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Regulatory Compliance Specialist

Senior Retirement Plan Advisor — Client Relations & Design

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: NFP, an Aon company
Full Time position
Listed on 2026-02-05
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 75000 - 132000 USD Yearly USD 75000.00 132000.00 YEAR
Job Description & How to Apply Below
A leading consulting firm based in Charlotte, NC is looking for a Senior Retirement Plan Advisor to manage and nurture established client relationships. This role prioritizes service delivery, facilitating compliance inquiries and leading investment reviews. The candidate should possess at least 5 years of experience in the retirement plan industry and licenses such as Series 65. Competitive salary range is $75,000 – $132,000 with additional performance-based incentives and benefits.
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Position Requirements
10+ Years work experience
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