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Regulatory Compliance Specialist

Senior Compliance Reporting & Governance Lead

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: TD Bank
Full Time position
Listed on 2026-02-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial institution in Charlotte, North Carolina is seeking a seasoned professional to manage compliance documentation and quality control processes. The role requires at least 7 years of experience in compliance or risk management. Candidates should possess strong communication skills, proficiency in Microsoft Office Suite, and the ability to collaborate with various stakeholders. This position focuses on enhancing reporting standards, conducting quality checks, and participating in audits and regulatory assessments.
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Position Requirements
10+ Years work experience
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