OSJ Compliance Specialist & Advisor Liaison

A fast-growing financial services firm is seeking a Compliance Specialist to monitor compliance with regulations and internal policies. The position involves overseeing transactions, providing support during audits, and ensuring adherence to compliance standards. Ideal candidates have a strong understanding of regulatory practices and possess excellent communication and analytical skills. The role requires managing multiple tasks efficiently while collaborating with financial advisors to mitigate risks and improve compliance processes.

This is a great opportunity for those looking to advance their career in a supportive environment.
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