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Wealth Regional Supervisor: Accounts & Compliance
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-02-04
Listing for:
Truist
Full Time
position Listed on 2026-02-04
Job specializations:
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst -
Management
Risk Manager/Analyst
Job Description & How to Apply Below
A financial services firm in Charlotte, NC is seeking a Central Supervisor to oversee compliance and supervisory functions within brokerage operations. The ideal candidate will have 3-5 years of relevant experience and must possess strong decision-making skills alongside necessary financial licenses. Responsibilities include reviewing new accounts, approving financial plans, and ensuring adherence to regulatory policies. The position offers a competitive benefit package including medical, dental, and retirement plans.
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