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Regulatory Compliance Specialist Financial Compliance

Strategic Compliance Oversight Lead, Fiduciary & Wealth

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: TD Securities
Full Time position
Listed on 2026-02-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial institution in Charlotte seeks a Compliance Manager to oversee regulatory change management and compliance programs. The ideal candidate will thrive in a fast-paced environment, demonstrating strong analytical and compliance knowledge while ensuring adherence to regulatory standards.

This role offers a unique opportunity to influence compliance frameworks and actively participate in shaping the compliance culture. Being a part of this dynamic team means having the autonomy to drive innovative compliance solutions accompanied by competitive benefits.
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