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Wealth Management Financial Manager Risk Manager/Analyst Financial Compliance

Senior Wealth Management Supervisory Leader – Risk & Compliance

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: JPMorgan Chase & Co.
Full Time position
Listed on 2026-02-03
Job specializations:
  • Finance & Banking
    Wealth Management, Financial Manager, Risk Manager/Analyst, Financial Compliance
  • Management
    Wealth Management, Financial Manager, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 90000 - 120000 USD Yearly USD 90000.00 120000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Charlotte, NC is seeking a Supervisory Manager for their Wealth Management team. The role involves overseeing a team of Financial Advisors, managing complex escalations, and ensuring compliance with securities regulations. Candidates need a minimum of 5 years in a leadership position within the financial sector, including specific knowledge of supervisory practices, as well as relevant FINRA licenses.

This position provides an opportunity to engage directly with clients and drive operational excellence.
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Position Requirements
10+ Years work experience
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