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Regulatory Compliance Specialist

Senior Compliance Analyst - Hybrid Regulatory Oversight

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Dimensional Fund Advisors
Full Time position
Listed on 2026-01-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading global investment firm is seeking a Senior Compliance Analyst to oversee compliance internal controls and procedures. Responsibilities include reviewing marketing communications, advising teams on compliance issues, and maintaining regulatory standards. The ideal candidate must possess a Bachelor's degree, have over five years of experience in compliance, and understand relevant financial regulations. This role supports a hybrid work model, promoting collaboration while offering flexibility.
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Position Requirements
10+ Years work experience
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