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Regulatory Compliance Specialist Banking & Finance Risk Manager/Analyst

Senior Securities Trade Monitoring Analyst

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Moody's Corporation
Full Time position
Listed on 2026-01-27
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking & Finance, Risk Manager/Analyst
  • Business
    Regulatory Compliance Specialist, Banking & Finance, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A global leader in risk assessment is looking for a Securities Trade Monitoring Officer in Charlotte, NC. This role requires administering the securities trading program, monitoring employee trades, and ensuring compliance with policies. The ideal candidate has a Bachelor’s degree and strong analytical skills, including expertise in Excel. Competitive salary and benefits are offered. Join this innovative team committed to navigating risks and unlocking opportunities.
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Position Requirements
10+ Years work experience
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