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Business Unit Compliance Analyst

Job in Charlotte, Mecklenburg County, North Carolina, 28230, USA
Listing for: Regions Bank
Full Time position
Listed on 2026-02-27
Job specializations:
  • Business
    Data Analyst, Financial Analyst, Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 66712 - 83080 USD Yearly USD 66712.00 83080.00 YEAR
Job Description & How to Apply Below
Thank you for your interest in a career  Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law.

Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.

*
* Job Description:

*
* At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level are expected to contribute to workflow or process change and redesign, and to form a strong basic understanding of the specific product or process within a specific line of business.

Focus is on execution within defined parameters, with some expansion based on developing capabilities and or experiences.

** Primary Responsibilities*
* + Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business

+ Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance

+ Conducts research of laws and regulations that impact the business unit compliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group

+ Researches potential violations to determine potential compliance needs and escalates issues as needed for resolution

+ Reviews processes and procedures to identify gaps or potential issues

+ Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations

+ Delivers training to assigned line of business to increase compliance awareness

+ Gathers information requested by regulatory agencies

+ Assists with the development of business group policies and procedures

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

** Requirements*
* + High School Diploma or GED and seven (7) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business

+ Or Bachelor's degree and three (3) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business

** Preferences*
* + Master's degree

** Skills and Competencies*
* + Ability to learn additional systems as needed

+ Ability to research, analyze data, and derive facts

+ Ability to work in a team environment when applicable

+ Ability to work autonomously, with minimal guidance

+ Ability to work under pressure and meet deadlines

+ Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)

+ Strong verbal, written communication, and organizational skills

+ Strong work ethic and self-motivation

Project management and redress experience preferred.

_This position is currently offsite in Birmingham, Atlanta, Charlotte, Nashville, Orlando, or Tampa and associates will work from their home primarily. They may be expected to go on site for meetings or other events as needed._

This position may be filled at a higher level depending on the candidate's qualifications and relevant experience.

** Position Type*
* Full time

** Compensation Details*
* Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

** Job Range Target:*
* ** _Minimum:_*
* $66,712.25 USD

** _Median:_*
* $83,080.00 USD

** Incentive Pay Plans:*
* This job is not incentive eligible.

** Benefits Information*
* Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does…
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