SVP, Overlay Trading

Job Overview:

The Senior Vice President of Overlay Trading is responsible for delivering highly scalable trading solutions to LPL’s Centrally Managed Advisory programs. This includes the trading function for these programs along with service and operational components specific to Centrally Managed program offerings. The programs include the Unified Managed Account (UMA), Separately Managed Account (SMA) and MF/ETF wrap programs. This leader’s team is comprised of over 60 team members and their assets under management is more than $200B.

• Translate strategic directives into actionable plans and operational procedures.
• Balance the delivery of excellent advisor/client experiences while driving operational efficiency.
• Specific focus on supporting the build out of emergent tax overlay capabilities, advisor utilization of alternative investments, and increased advisor flexibility within the UMA.
• Develop talent and maintain a high-performance culture.
• Enhance metrics and accountability aligned with company objectives.
• Build partnerships to deliver necessary change and innovation.

• Lead large teams and complex initiatives.
• Influence and collaborate across internal and external stakeholders.
• Drive change management and deliver measurable business outcomes.
• Engage with top clients on escalations and feedback.
• Recruit, develop, and retain top talent.

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness
, act with integrity
, and are driven to help our clients succeed
. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.