Senior Compliance Business Oversight Manager - Consumer Deposits
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-01-28
Listing for:
TD Bank
Full Time
position Listed on 2026-01-28
Job specializations:
-
Business
Business Development, Regulatory Compliance Specialist, Business Analyst
Job Description & How to Apply Below
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* Recognized as top level expert within the company and requires significant in-depth and/or breadth of expertise in a complex field and knowledge of broader related areas
* Senior specialist providing advisory services to executives, business segment leaders and governs the requirements for own work
* Integrates knowledge of the enterprise function’s or business segment’s overarching strategy in leading program design, policy formulation or operating standards within one or more areas of expertise
* Anticipates emerging business trends and regulatory/risk issues as a basis for recommending large-scale product, technical, functional or operations improvements
* Serves as a source of expert advice to senior management in field of specialty
* Advises on execution strategy and leads the development and deployment of functional programs or initiatives within their own field or across multiple specialties
* Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and operational impact within the context of their own field
* Requires innovative thinking to develop new solutions
* Impacts the technical or functional direction and resource allocation of part of an enterprise function or business segment
* Works within general policies and industry guidelines
* Engages stakeholders to take action; serves as a source of expert advice, influences change; frames information in a broader organizational context
* Provides leadership guidance, makes recommendations and collaborates with business to facilitate that solutions meet the business needs on a complex project or program
* Identifies and leads problem resolution for project/program complex requirements related issues at all levels
* Undergraduate degree or equivalent work experience
* 10+ years of experience
* Proficient in compliance related to consumer deposit regulations
* Extensive understanding of consumer banking laws and relevant regulations that govern deposit and payment products, fraud, and back office operations (such as Reg E, UDAAP, Reg Z, Reg V, DD, and CFPB guidelines)
* Experience reviewing and approving policies and procedures, issues management, ongoing monitoring, and complaints management.
* Experience managing teams
* Proactively advises the business of new and changed Compliance regulatory and/or policy changes
* Formulates relevant and meaningful data analysis, leveraging advanced modeling and analytics, and leads on the interpretation of complex business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues
* Contributes to the development and implementation of Compliance programs
* Guides partner through the development, implementation, oversight and management of effective Compliance Programs
* Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance
* Represents Compliance on internal or external committees relating to designated business…
Position Requirements
10+ Years
work experience
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